RLUM Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

David Taylor
IRN DXT00046
- CF30 Customer (12 Jan 2010 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2005)
David Teddy Hemmings
IRN DTH01048
- CF30 Customer (1 Nov 2007 to 10 Jun 2009)
- CF22 Investment Adviser (Trainee) (26 Oct 2007 to 31 Oct 2007)
David Terence Elwell
IRN DTE01011
- CF21 Investment Adviser (1 Apr 2005 to 23 Dec 2005)
- CF22 Investment Adviser (Trainee) (19 Mar 2004 to 1 Apr 2005)
David Thomas Hughes
IRN DTH00022
- CF21 Investment Adviser (1 Dec 2001 to 5 May 2006)
David Thomas Leslie Berry
IRN DTB00027
- CF21 Investment Adviser (1 Dec 2001 to 17 Sep 2002)
David Thompson
IRN DXT00089
- CF21 Investment Adviser (1 Jul 2002 to 1 Oct 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jul 2002)
David Thorne
IRN DPT00008
- CF21 Investment Adviser (1 Dec 2001 to 2 Mar 2007)
David Thornton
IRN DMT00032
- CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2001)
David Toner
IRN DXT01403
- CF30 Customer (24 Aug 2009 to 29 Oct 2011)
David Trevor Keeling
IRN DTK00002
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.