David Taylor

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • My Pension Expert Limited

    FRN 579999

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 2 Dec 2024)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (27 Mar 2015 to 8 Dec 2019)
  • MOSAAC LIMITED (no longer approved here)

    FRN 581080

    • CF30 Customer (11 Jul 2012 to 7 Jan 2015)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (12 Jan 2010 to 29 Oct 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2005)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 10 Dec 2009)
    • CF21 Investment Adviser (13 Jan 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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