Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 15 May 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (16 Jan 2014 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 8 May 2012)
    • CF21 Investment Adviser (15 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Dec 2005 to 15 Jan 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Apr 2005 to 23 Dec 2005)
    • CF22 Investment Adviser (Trainee) (19 Mar 2004 to 1 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.