David Thornton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Forester Life Limited

    FRN 177898

    • [FCA CF] Client dealing (since 10 Dec 2018)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 10 Dec 2007)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Jan 2002 to 12 Jan 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Mar 2003)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.