RLUM Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

David Kenneth Marsh
IRN DKM00005
- CF30 Customer (1 Nov 2007 to 23 Jan 2009)
- CF21 Investment Adviser (29 Sep 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (8 Apr 2004 to 29 Sep 2004)
David Kenneth Proctor
IRN DKP01025
- CF21 Investment Adviser (7 Mar 2005 to 23 Sep 2005)
- CF22 Investment Adviser (Trainee) (28 Apr 2004 to 7 Mar 2005)
David Kevin Jones
IRN DKJ01010
- CF21 Investment Adviser (17 Jun 2003 to 4 Oct 2007)
- CF22 Investment Adviser (Trainee) (20 May 2002 to 17 Jun 2003)
David Kok Wei Chong
IRN DKC01034
- CF30 Customer (14 Jan 2009 to 25 Jul 2009)
David La-Haye
IRN DXL00050
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
David Lakin
IRN DXL01270
- CF21 Investment Adviser (28 Nov 2003 to 3 Mar 2004)
- CF22 Investment Adviser (Trainee) (4 Feb 2003 to 28 Nov 2003)
David Lauder Day
IRN DLD01021
- CF22 Investment Adviser (Trainee) (22 Jun 2004 to 21 Oct 2005)
David Lawrence McLean Simpson
IRN DLS01064
- CF21 Investment Adviser (14 Nov 2003 to 30 Jul 2004)
- CF22 Investment Adviser (Trainee) (22 Apr 2003 to 14 Nov 2003)
David Lee
IRN DXL00051
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2002)
David Lee Chambers
IRN DLC00007
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Mar 2002)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.