Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 30 Nov 2010)
    • CF21 Investment Adviser (14 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Oct 2004 to 14 Dec 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (28 Nov 2003 to 3 Mar 2004)
    • CF22 Investment Adviser (Trainee) (4 Feb 2003 to 28 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

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