David Lee

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Complete Limited

    FRN 435779

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 10 May 2010)
  • Acorn Associates Inc. Ltd

    FRN 193676

    • (2)Employed By (since 16 Jul 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Acorn Associates Inc. Ltd

  2. controlled function added: (2)Employed By at Acorn Associates Inc. Ltd