RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Daniel Richard Sharpe
IRN DRS01125
- CF21 Investment Adviser (11 Mar 2004 to 28 May 2007)
- CF22 Investment Adviser (Trainee) (31 Jul 2003 to 11 Mar 2004)
Daniel Robert Hicking
IRN DRH01117
- CF21 Investment Adviser (17 Sep 2004 to 8 Jun 2005)
- CF22 Investment Adviser (Trainee) (29 Jan 2004 to 17 Sep 2004)
Daniel Robert Hirst
IRN DRH01108
- CF22 Investment Adviser (Trainee) (21 May 2002 to 22 Nov 2002)
Daniel Roger Sharples
IRN DRS01141
- CF21 Investment Adviser (20 Feb 2006 to 8 Dec 2006)
- CF22 Investment Adviser (Trainee) (17 Sep 2004 to 20 Feb 2006)
Daniel Sebastian Cazeaux
IRN DXC80893
- [FCA CF] Manager of certification employee (since 1 Apr 2024)
- SMF2 Chief Finance (12 Dec 2022 to 25 Sep 2023)
Daniel Stefan Mazouz
IRN DXM00338
- CF21 Investment Adviser (7 May 2003 to 9 Jun 2006)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 May 2003)
Daniel Thomas Phelan
IRN DTP01028
- CF22 Investment Adviser (Trainee) (8 Mar 2007 to 28 May 2007)
Daniel Tomlinson
IRN DXT01242
- CF21 Investment Adviser (25 Jun 2004 to 16 Jul 2004)
- CF22 Investment Adviser (Trainee) (6 Nov 2003 to 25 Jun 2004)
Daniel Tonge
IRN DXT01357
- CF30 Customer (1 Nov 2007 to 29 Jan 2011)
- CF22 Investment Adviser (Trainee) (10 Jul 2007 to 31 Oct 2007)
Daniel Trevor Wright
IRN DTW01020
- CF22 Investment Adviser (Trainee) (29 Jun 2006 to 11 Mar 2007)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.