Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Jan 2023)
- CF1 Director (AR) (2 Oct 2017 to 10 Jan 2023)
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- CF1 Director (AR) (15 Jun 2016 to 24 Oct 2017)
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- CF21 Investment Adviser (17 Sep 2004 to 8 Jun 2005)
- CF22 Investment Adviser (Trainee) (29 Jan 2004 to 17 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.