Daniel Stefan Mazouz

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sired Ltd

    FRN 1007274

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF16 Compliance Oversight (since 17 May 2024)
    • Responsible for Insurance Distribution (since 17 May 2024)
    • [FCA CF] Functions requiring qualifications (since 17 May 2024)
    • [FCA CF] Client dealing (since 17 May 2024)
    • SMF3 Executive Director (since 17 May 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 May 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (8 Dec 2021 to 16 May 2024)
    • CF1 Director (AR) (5 Dec 2021 to 16 May 2024)
    • CF30 Customer (5 Dec 2021 to 16 May 2024)
  • Sired Ltd (no longer approved here)

    FRN 955421

    • Employed By (5 Dec 2021 to 16 May 2024)
  • GSI WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 460572

    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 2 Sep 2021)
    • [FCA CF] Client dealing (1 Jan 2021 to 3 Sep 2021)
    • CF30 Customer (1 Aug 2012 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (18 Sep 2008 to 31 Jul 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (7 May 2003 to 9 Jun 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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