RLUM Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Daniel Alexander William Old
IRN DAO01030
- CF30 Customer (17 Dec 2008 to 29 Oct 2011)
Daniel Anthony Spanton
IRN DAS01222
- CF21 Investment Adviser (28 Jul 2005 to 16 Dec 2005)
- CF22 Investment Adviser (Trainee) (9 Jun 2004 to 28 Jul 2005)
Daniel Birkinshaw
IRN DXB01509
- CF22 Investment Adviser (Trainee) (26 Mar 2002 to 14 Nov 2002)
Daniel Blain McLauchlan
IRN DBM00019
- CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2002)
Daniel Brian Lovell
IRN DXL01275
- CF21 Investment Adviser (12 May 2004 to 23 Jul 2004)
- CF22 Investment Adviser (Trainee) (17 Apr 2003 to 12 May 2004)
Daniel Cain
IRN DXC01628
- CF21 Investment Adviser (24 May 2005 to 6 Jan 2006)
- CF22 Investment Adviser (Trainee) (9 Jun 2004 to 24 May 2005)
Daniel Christopher Hall
IRN DCH01076
- CF21 Investment Adviser (19 Jan 2004 to 1 Mar 2004)
- CF22 Investment Adviser (Trainee) (9 Apr 2003 to 19 Jan 2004)
Daniel Clay Borge
IRN DCB01140
- CF30 Customer (1 Nov 2007 to 30 May 2008)
- CF22 Investment Adviser (Trainee) (6 Mar 2007 to 31 Oct 2007)
Daniel Desmond McEvatt
IRN DDM00010
- CF21 Investment Adviser (1 Dec 2001 to 17 Oct 2003)
Daniel Dupre
IRN DJD01200
- CF30 Customer (25 May 2010 to 29 Oct 2011)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.