Daniel Anthony Spanton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 31 Aug 2021)
    • CF1 Director (AR) (since 23 Aug 2021)
    • CF30 Customer (since 23 Aug 2021)
  • Chequers Financial Planning Limited

    FRN 954260

    • Employed By (since 23 Aug 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (15 Jun 2011 to 9 Apr 2012)
    • CF21 Investment Adviser (4 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Feb 2006 to 4 May 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (28 Jul 2005 to 16 Dec 2005)
    • CF22 Investment Adviser (Trainee) (9 Jun 2004 to 28 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.