Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Coutts & Company
FRN 122287
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 11 Dec 2024)
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- [FCA CF] Client dealing (23 Apr 2019 to 9 Jul 2024)
- [FCA CF] Functions requiring qualifications (23 Apr 2019 to 9 Jul 2024)
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- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- CF30 Customer (29 Jan 2015 to 6 Mar 2016)
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- CF30 Customer (1 Jul 2014 to 21 Nov 2014)
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- CF30 Customer (25 May 2010 to 29 Oct 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.