Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 11 Dec 2024)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • [FCA CF] Client dealing (23 Apr 2019 to 9 Jul 2024)
    • [FCA CF] Functions requiring qualifications (23 Apr 2019 to 9 Jul 2024)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (29 Jan 2015 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Jul 2014 to 21 Nov 2014)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (25 May 2010 to 29 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.