Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 11 Mar 2021)
    • CF1 Director (AR) (since 9 Sep 2014)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (12 May 2004 to 23 Jul 2004)
    • CF22 Investment Adviser (Trainee) (17 Apr 2003 to 12 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

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