Riverfall Financial Ltd

This firm operates as an appointed representative of QUILTER FINANCIAL SERVICES LIMITED and Quilter Mortgage Planning Limited. Its regulated business runs under their FCA authorisations, and they're jointly legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Senior staff personally approved by the FCA to hold their roles here.

Paul Dean Wilson
IRN PXW00100
- (3)Employed By (12 Jan 2015 to 1 May 2020)
Paul Higginbotham
IRN PXH01237
- (1)Employed By (24 Oct 2017 to 7 Feb 2018)
Shaun Brennan
IRN SMB00002
- (5)Employed By (since 12 Dec 2014)
Simon Phippen
IRN SXP02172
- (2)Employed By (20 Jun 2014 to 31 Mar 2021)
Stephen David Lathwood
IRN SXL00190
- (3)Employed By (since 8 Mar 2021)
Suzanne Marie Richardson
IRN SMR00032
- (5)Employed By (27 Sep 2017 to 1 Apr 2022)
Vikas Jumbu
IRN VXJ01017
- (10)Employed By (2 Feb 2015 to 31 Mar 2017)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.