Vikas Jumbu

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lighthouse Advisory Services Limited

    FRN 195199

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 8 Mar 2017)
  • Lighthouse Financial Advice Limited

    FRN 225502

    • (1)Employed By (since 8 Mar 2017)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (9 Feb 2015 to 31 Mar 2017)
  • Riverfall Financial Ltd (no longer approved here)

    FRN 625182

    • (10)Employed By (2 Feb 2015 to 31 Mar 2017)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF30 Customer (21 Apr 2014 to 4 Feb 2015)
  • Investment Sense Ltd (no longer approved here)

    FRN 515511

    • (13)Employed By (21 Apr 2014 to 4 Feb 2015)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (3 Feb 2012 to 23 Apr 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (6 Sep 2010 to 28 Feb 2012)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (28 May 2010 to 9 Jul 2010)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 4 Jan 2008)
    • CF22 Investment Adviser (Trainee) (2 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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