Shaun Brennan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 12 Dec 2014)
  • Riverfall Financial Ltd

    FRN 625182

    • (5)Employed By (since 12 Dec 2014)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF30 Customer (6 Sep 2010 to 12 Nov 2013)
  • Investment Sense Ltd (no longer approved here)

    FRN 515511

    • (15)Employed By (6 Sep 2010 to 12 Nov 2013)

Recent activity

Updates to this individual's record on the FCA register.

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