Rickard Lazenby Financial Services Ltd

• Principal Place of Business

  149/151 London Road

  Teynham

  Sittingbourne

  Kent

  ME9 9QJ

  UNITED KINGDOM

  Phone

  +4401795521909

  Web

  https://www.rickardlazenby.co.uk

• Complaints Contact

  149/151 London Road

  Teynham

  Sittingbourne

  Kent

  ME9 9QJ

  UNITED KINGDOM

  Phone

  +4401795521909

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Adam Beadle

  IRN AXB04301

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2024)
  • [FCA CF] Client dealing (since 1 Apr 2024)
• Benjamin Hodges

  IRN BXH01486

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Responsible for Insurance Distribution (since 10 Mar 2020)
  • SMF16 Compliance Oversight (since 10 Mar 2020)
  • Responsibility for MCD Intermediation (since 10 Mar 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 10 Mar 2023)
  • [PRA CF] Key function holder (9 Dec 2019 to 10 Mar 2023)
  • CF1 Director (30 Jun 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (20 Oct 2015 to 8 Dec 2019)
  • CF30 Customer (22 Apr 2014 to 8 Dec 2019)
• Christine Winslade

  IRN CXW00180

  • [FCA CF] Functions requiring qualifications (19 Dec 2019 to 31 Jul 2021)
• Christopher William French

  IRN CWF00002

  • CF30 Customer (29 Sep 2010 to 7 Apr 2022)
• David Martin Pritchard

  IRN DMP00008

  • CF30 Customer (29 Sep 2010 to 28 Dec 2012)
• Dominic French

  IRN DXF00159

  • CF30 Customer (9 Aug 2021 to 7 Apr 2022)
• Gerard Robert Henry Stocks

  IRN GRS01154

  • CF1 Director (AR) (7 Mar 2014 to 30 Nov 2016)
  • CF11 Money Laundering Reporting (10 Oct 2012 to 22 Oct 2015)
  • CF30 Customer (1 Aug 2012 to 30 Nov 2016)
• Jane Lazenby Hodges

  IRN JLH00013

  • CF2 Non Executive Director (1 Dec 2001 to 8 Dec 2019)
• Michael Charles Dickens

  IRN MCD00001

  • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
  • CF10 Compliance Oversight (4 Feb 2004 to 31 Oct 2012)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Michael Timothy Allen

  IRN MTA00002

  • CF21 Investment Adviser (1 Dec 2001 to 1 Jun 2007)

• Chris French Ltd (no longer appointed)

  FRN 805633 · Appointed 3 Apr 2018 · Until 28 Apr 2022

• Foxborough Wealth Ltd (no longer appointed)

  FRN 610335 · Appointed 15 Nov 2013 · Until 23 Mar 2017

• Trevor Hubbard (no longer appointed)

  FRN 226914 · Appointed 25 Jul 2003 · Until 23 Jul 2009

No changes recorded yet.