Dominic French

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • New Leaf Distribution Limited

    FRN 460421

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 21 Mar 2022)
    • CF1 Director (AR) (since 17 Mar 2022)
    • CF30 Customer (since 17 Mar 2022)
    • [FCA CF] Client dealing (since 23 Feb 2022)
    • [FCA CF] Functions requiring qualifications (23 Feb 2022 to 21 Mar 2022)
  • Chris French Ltd

    FRN 805633

    • Employed By (since 9 Aug 2021)
  • Rickard Lazenby Financial Services Ltd (no longer approved here)

    FRN 150485

    • CF30 Customer (9 Aug 2021 to 7 Apr 2022)

Recent activity

Updates to this individual's record on the FCA register.

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