Rickard Lazenby Financial Services Ltd

Date authorised
1 April 2013
Companies House
02492639
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    149/151 London Road
    Teynham
    Sittingbourne
    Kent
    ME9 9QJ
    UNITED KINGDOM
    Phone
    +4401795521909
    Web
    https://www.rickardlazenby.co.uk

  • Complaints Contact

    149/151 London Road
    Teynham
    Sittingbourne
    Kent
    ME9 9QJ
    UNITED KINGDOM
    Phone
    +4401795521909

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip Hubbard

    IRN PXH00025

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jun 2003)
    • CF3 Chief Executive (1 Dec 2001 to 1 Jun 2003)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Jun 2003)
    • CF1 Director (1 Dec 2001 to 1 Jun 2003)
  • Susan Ann Moon

    IRN SAM00003

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Terence Anthony Hodges

    IRN TAH00010

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Feb 2021)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 18 Feb 2021)
    • CF8 Apportionment and Oversight (1 Aug 2003 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 4 Dec 2015)
    • CF10 Compliance Oversight (1 Dec 2001 to 4 Feb 2004)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Trevor Hubbard

    IRN TXH00009

    • CF30 Customer (1 Nov 2007 to 1 Nov 2010)
    • CF21 Investment Adviser (1 Feb 2002 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Chris French Ltd (no longer appointed)

    FRN 805633 · Appointed 3 Apr 2018 · Until 28 Apr 2022

  • Foxborough Wealth Ltd (no longer appointed)

    FRN 610335 · Appointed 15 Nov 2013 · Until 23 Mar 2017

  • Trevor Hubbard (no longer appointed)

    FRN 226914 · Appointed 25 Jul 2003 · Until 23 Jul 2009

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.