Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Rickard Lazenby Financial Services Ltd
FRN 150485
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 18 Feb 2021)
- Responsibility for MCD Intermediation (21 Mar 2016 to 18 Feb 2021)
- CF8 Apportionment and Oversight (1 Aug 2003 to 31 Mar 2009)
- CF10 Compliance Oversight (1 Dec 2001 to 4 Feb 2004)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Dec 2001 to 4 Dec 2015)
-
Rickard Lazenby International Ltd
FRN 313117
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.