Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Employed By (since 4 Jul 2022)
    • Employed By (2 Dec 2019 to 7 Apr 2022)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 21 Mar 2022)
    • CF30 Customer (since 17 Mar 2022)
    • CF1 Director (AR) (since 17 Mar 2022)
    • [FCA CF] Client dealing (23 Feb 2022 to 1 Jan 2025)
    • [FCA CF] Functions requiring qualifications (23 Feb 2022 to 21 Mar 2022)
  • Rickard Lazenby Financial Services Ltd (no longer approved here)

    FRN 150485

    • CF30 Customer (29 Sep 2010 to 7 Apr 2022)

Recent activity

Updates to this individual's record on the FCA register.

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