RIA Capital Markets Limited

• Principal Place of Business

  Ria Capital Markets Ltd

  91 George Street

  Edinburgh

  Edinburgh, City Of

  EH2 3ES

  UNITED KINGDOM

  Phone

  +441312223200

  Web

  https://www.ria.co.uk

• Complaints Contact

  Ria Capital Markets Ltd

  91 George Street

  Edinburgh

  Edinburgh, City Of

  EH2 3ES

  UNITED KINGDOM

  Phone

  +441312223200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Sutcliffe

  IRN CXS01321

  • CF30 Customer (3 Oct 2012 to 27 Jun 2013)
• David Andrew Tweedie

  IRN DAT01115

  • CF30 Customer (26 Apr 2010 to 15 Sep 2010)
• David Christopher Coffey

  IRN DCC01100

  • CF30 Customer (7 May 2013 to 2 Sep 2013)
• Elzbieta Urszula Truchan

  IRN EUT01000

  • CF30 Customer (26 Jun 2014 to 5 Nov 2014)
• Falco Leonardus Bernardus van Tartwijk

  IRN FLV01002

  • CF30 Customer (29 Jun 2009 to 1 Jul 2013)
• George Michael Renouf

  IRN GMR01032

  • CF21 Investment Adviser (26 Mar 2003 to 12 Mar 2004)
• George-Stylianos Exarchos

  IRN GXE01195

  • CF30 Customer (11 Jul 2013 to 31 Mar 2014)
• Geqian Cui

  IRN GXC01255

  • CF21 Investment Adviser (8 Oct 2004 to 4 Oct 2006)
• Harald Eggerstedt

  IRN HXE01058

  • CF30 Customer (26 Mar 2008 to 22 Jul 2011)
• Ian Matthew Korvin

  IRN IMK01010

  • SMF9 Chair of the Governing Body (since 8 Jan 2020)
  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF3 Chief Executive (1 Jan 2010 to 14 Jul 2014)
  • CF1 Director (3 Sep 2009 to 8 Dec 2019)
  • CF30 Customer (25 May 2009 to 8 Dec 2019)
  • CF21 Investment Adviser (16 Apr 2004 to 14 Sep 2004)

No changes recorded yet.