Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 10 Sep 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (5 Jan 2015 to 8 Dec 2019)
    • CF4 Partner (5 Jan 2015 to 8 Dec 2019)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF30 Customer (23 Oct 2013 to 28 Aug 2014)
  • RIA Capital Markets Limited (no longer approved here)

    FRN 219706

    • CF30 Customer (7 May 2013 to 2 Sep 2013)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (18 Jan 2011 to 15 Mar 2013)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 31 Mar 2010)
    • CF21 Investment Adviser (13 Jul 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Mar 2005 to 12 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.