Ian Matthew Korvin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RIA Capital Markets Limited

    FRN 219706

    • SMF9 Chair of the Governing Body (since 8 Jan 2020)
    • [FCA CF] Proprietary trader (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (1 Jan 2010 to 14 Jul 2014)
    • CF1 Director (3 Sep 2009 to 8 Dec 2019)
    • CF30 Customer (25 May 2009 to 8 Dec 2019)
    • CF21 Investment Adviser (16 Apr 2004 to 14 Sep 2004)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 22 Apr 2009)
    • CF21 Investment Adviser (6 Sep 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.