RGL Capital LLP

• Principal Place of Business

  16 Berkeley Street

  London

  W1J 8DZ

  UNITED KINGDOM

  Phone

  +4407766883202

  Web

  https://rglcapital.com

• Complaints Contact

  16 Berkeley Street

  London

  W1J 8DZ

  UNITED KINGDOM

  Phone

  +4407766883202

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Parsons

  IRN JPP01042

  • CF1 Director (AR) (1 May 2018 to 8 May 2018)
  • CF30 Customer (1 May 2018 to 22 Aug 2019)
• Khawaja Faisal Rafi

  IRN KFR01017

  • CF30 Customer (11 Jul 2014 to 2 Jul 2024)
• Kiat Wai Du

  IRN KWD01029

  • CF3 Chief Executive (AR) (23 Dec 2015 to 14 Aug 2020)
  • CF1 Director (AR) (23 Dec 2015 to 14 Aug 2020)
  • CF30 Customer (23 Dec 2015 to 14 Aug 2020)
• Konstantin Zakharyan

  IRN KXZ01021

  • CF4 Partner (AR) (17 Dec 2016 to 7 Feb 2017)
  • CF30 Customer (1 Oct 2012 to 2 Aug 2016)
• Ksenia Sablin

  IRN KXA01556

  • CF4 Partner (19 Jul 2013 to 27 Feb 2015)
  • CF30 Customer (19 Jul 2013 to 27 Feb 2015)
• Lars Hagenbuch

  IRN LXH01154

  • CF30 Customer (1 Jun 2019 to 2 Jul 2024)
• Mihnea Alexandru Agachi

  IRN MAA01371

  • CF30 Customer (10 Sep 2015 to 20 Jun 2016)
• Neil Warrender

  IRN NRW01052

  • Director of firm who is not a certification employee or a SMF manager (16 Feb 2024 to 28 Mar 2024)
  • [FCA CF] Significant management (15 Feb 2022 to 16 Feb 2024)
  • [PRA CF] Key function holder (9 Dec 2019 to 15 Feb 2022)
  • CF4 Partner (11 Sep 2009 to 12 Oct 2019)
  • CF11 Money Laundering Reporting (11 Sep 2009 to 12 Oct 2019)
  • CF10 Compliance Oversight (11 Sep 2009 to 12 Oct 2019)
• Neville Stewart Blake Field

  IRN NSF01026

  • CF1 Director (AR) (9 Feb 2018 to 2 Jul 2024)
  • CF3 Chief Executive (AR) (9 Feb 2018 to 2 Jul 2024)
• Nichola Ann Human

  IRN NAH01118

  • [FCA CF] Significant management (14 Feb 2024 to 3 Apr 2024)

• Bluebox Corporate Finance Ltd (no longer appointed)

  FRN 597543 · Appointed 20 Mar 2013 · Until 19 Dec 2013

• World Vision Strategies Ltd (no longer appointed)

  FRN 589138 · Appointed 4 Oct 2012 · Until 5 Jul 2016

• SoundStreet Advisors LLP (no longer appointed)

  FRN 588965 · Appointed 28 Sep 2012 · Until 4 Aug 2016

• Blackcube Capital LLP (no longer appointed)

  FRN 531144 · Appointed 7 Sep 2010 · Until 31 May 2011

No changes recorded yet.