RGL Capital LLP

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FRN: 501656
Date authorised: 1 April 2013
Companies House: OC345818
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

16 Berkeley Street

London

W1J 8DZ

UNITED KINGDOM

Phone

+4407766883202

Web

https://rglcapital.com
Complaints Contact

16 Berkeley Street

London

W1J 8DZ

UNITED KINGDOM

Phone

+4407766883202

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Investments

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Abraham Petrus Greeff
IRN APG01114
- CF1 Director (AR) (13 Feb 2014 to 26 Mar 2019)
- CF30 Customer (20 Apr 2013 to 26 Mar 2019)
Aleksandra Ljubicic
IRN AXB02828
- [FCA CF] Significant management (23 Feb 2023 to 28 Mar 2024)
Andrei Movchan
IRN AXM01024
- CF30 Customer (24 Dec 2021 to 22 Jan 2024)
- CF3 Chief Executive (AR) (24 Dec 2021 to 22 Jan 2024)
- CF1 Director (AR) (24 Dec 2021 to 22 Jan 2024)
Andrew Mark Slater
IRN AMS01125
- CF1 Director (AR) (24 Feb 2014 to 26 Feb 2018)
- CF3 Chief Executive (AR) (24 Feb 2014 to 26 Feb 2018)
- CF30 Customer (24 Apr 2013 to 26 Feb 2018)
Benjamin David Cotton
IRN BDC01029
- CF30 Customer (6 Aug 2019 to 26 Jan 2023)
- CF3 Chief Executive (AR) (6 Aug 2019 to 26 Jan 2023)
- CF4 Partner (AR) (6 Aug 2019 to 26 Jan 2023)
Bernard Joseph Eastwood
IRN BXE01100
- CF1 Director (AR) (9 Jun 2016 to 13 Jun 2017)
- CF3 Chief Executive (AR) (9 Jun 2016 to 13 Jun 2017)
- CF30 Customer (9 Jun 2016 to 13 Jun 2017)
Bruce Michael Lawson
IRN BML01051
- CF30 Customer (10 Jun 2013 to 17 Feb 2014)
Darren Matthew Hopkins
IRN DMH01210
- CF1 Director (AR) (21 Feb 2014 to 17 Apr 2015)
- CF3 Chief Executive (AR) (21 Feb 2014 to 17 Apr 2015)
Deepak Jalan
IRN DXJ01493
- CF2 Non Executive Director (AR) (22 Oct 2018 to 31 Mar 2022)
Dmitry Kasatkin
IRN DXK01153
- CF4 Partner (AR) (11 Feb 2014 to 2 Aug 2016)
- CF3 Chief Executive (AR) (11 Feb 2014 to 2 Aug 2016)
- CF30 Customer (3 Oct 2012 to 2 Aug 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Bluebox Corporate Finance Ltd (no longer appointed)
FRN 597543 · Appointed 20 Mar 2013 · Until 19 Dec 2013
World Vision Strategies Ltd (no longer appointed)
FRN 589138 · Appointed 4 Oct 2012 · Until 5 Jul 2016
SoundStreet Advisors LLP (no longer appointed)
FRN 588965 · Appointed 28 Sep 2012 · Until 4 Aug 2016
Blackcube Capital LLP (no longer appointed)
FRN 531144 · Appointed 7 Sep 2010 · Until 31 May 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.