Benjamin David Cotton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Thornbridge Investment Management LLP (no longer approved here)
FRN 713859
- CF30 Customer (24 Feb 2026 to 24 Apr 2026)
Seeker Capital Limited (no longer approved here)
FRN 1025662
- (1)Employed By (24 Feb 2026 to 24 Apr 2026)
RGL Capital LLP (no longer approved here)
FRN 501656
- CF30 Customer (6 Aug 2019 to 26 Jan 2023)
- CF4 Partner (AR) (6 Aug 2019 to 26 Jan 2023)
- CF3 Chief Executive (AR) (6 Aug 2019 to 26 Jan 2023)
Dais Partnership LLP (no longer approved here)
FRN 845214
- Employed By (6 Aug 2019 to 26 Jan 2023)
Societe Generale (no longer approved here)
FRN 124866
- CF21 Investment Adviser (1 Dec 2001 to 13 Apr 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.