Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Feb 2020)
    • SMF16 Compliance Oversight (since 26 Feb 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (13 Jun 2017 to 8 Dec 2019)
    • CF1 Director (13 Jun 2017 to 8 Dec 2019)
    • CF30 Customer (13 Jun 2017 to 8 Dec 2019)
  • RGL Capital LLP (no longer approved here)

    FRN 501656

    • CF1 Director (AR) (9 Jun 2016 to 13 Jun 2017)
    • CF30 Customer (9 Jun 2016 to 13 Jun 2017)
    • CF3 Chief Executive (AR) (9 Jun 2016 to 13 Jun 2017)
  • Wirefox Investments Limited (no longer approved here)

    FRN 748752

    • Employed By (9 Jun 2016 to 13 Jun 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.