RGL Capital LLP

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FRN: 501656
Date authorised: 1 April 2013
Companies House: OC345818
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

16 Berkeley Street

London

W1J 8DZ

UNITED KINGDOM

Phone

+4407766883202

Web

https://rglcapital.com
Complaints Contact

16 Berkeley Street

London

W1J 8DZ

UNITED KINGDOM

Phone

+4407766883202

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Investments

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Duncan Crawford
IRN DDC01009
- CF30 Customer (15 Feb 2021 to 26 Jan 2023)
Edward Wilson Bennett Williams
IRN EWW01004
- [FCA CF] Client dealing (13 Apr 2023 to 8 May 2023)
Ferenc Gregory Brewster
IRN FGB01015
- CF3 Chief Executive (AR) (22 Jan 2015 to 13 Jun 2017)
Giuseppe Rippa
IRN GXR01496
- CF30 Customer (11 Jun 2013 to 5 Jan 2015)
Gordon Fordyce Hamilton
IRN GFH01013
- CF1 Director (AR) (28 Jan 2022 to 28 Jun 2024)
- CF30 Customer (28 Jan 2022 to 28 Jun 2024)
- CF3 Chief Executive (AR) (28 Jan 2022 to 28 Jun 2024)
Hilton Schindler
IRN HXS13209
- CF1 Director (AR) (30 Mar 2019 to 9 Mar 2023)
- CF30 Customer (30 Mar 2019 to 9 Mar 2023)
Igor Ojereliev
IRN IXO00011
- [FCA CF] Client dealing (since 1 Aug 2024)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (11 Sep 2009 to 8 Dec 2019)
- CF30 Customer (11 Sep 2009 to 8 Dec 2019)
- CF3 Chief Executive (11 Sep 2009 to 8 Dec 2019)
James Samuel Wellwood
IRN JSW01161
- CF30 Customer (8 Mar 2021 to 22 Feb 2023)
- CF3 Chief Executive (AR) (8 Mar 2021 to 22 Feb 2023)
- CF1 Director (AR) (8 Mar 2021 to 22 Feb 2023)
Johannes Arnoldus Pretorius
IRN JXP02396
- CF30 Customer (4 Nov 2015 to 20 Jun 2016)
Jonathan Mark Edirmanasinghe
IRN JME01108
- CF3 Chief Executive (AR) (4 Oct 2022 to 18 Jun 2024)
- CF30 Customer (4 Oct 2022 to 18 Jun 2024)
- CF1 Director (AR) (4 Oct 2022 to 18 Jun 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Cohesion Investments Limited (no longer appointed)
FRN 594617 · Appointed 6 Oct 2018 · Until 31 Mar 2022
Bluegrove Capital Management Ltd (no longer appointed)
FRN 807396 · Appointed 25 Apr 2018 · Until 27 Aug 2019
SoundStreet Advisors LLP (no longer appointed)
FRN 588965 · Appointed 15 Dec 2016 · Until 27 Aug 2019
Bluebox Corporate Finance Ltd (no longer appointed)
FRN 597543 · Appointed 21 Sep 2016 · Until 11 Apr 2020
Wirefox Investments Limited (no longer appointed)
FRN 748752 · Appointed 1 Jun 2016 · Until 13 Jun 2017
Empiric Managed Capital Advisors Limited (no longer appointed)
FRN 716937 · Appointed 16 Sep 2015 · Until 20 Jun 2016
Bluebox Corporate Finance Ltd (no longer appointed)
FRN 597543 · Appointed 21 Mar 2014 · Until 5 Aug 2016
Ingenious Haus (UK) Limited (no longer appointed)
FRN 611446 · Appointed 10 Dec 2013 · Until 15 Aug 2020
RisCura Solutions (UK) Limited (no longer appointed)
FRN 599052 · Appointed 10 Apr 2013 · Until 2 Jul 2024
Schildershoven Finance B.V. (no longer appointed)
FRN 597816 · Appointed 21 Mar 2013 · Until 13 Jun 2017

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.