Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 1 Mar 2023)
    • SMF1 Chief Executive (since 1 Mar 2023)
    • SMF16 Compliance Oversight (since 1 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2023)
  • RGL Capital LLP (no longer approved here)

    FRN 501656

    • CF1 Director (AR) (8 Mar 2021 to 22 Feb 2023)
    • CF3 Chief Executive (AR) (8 Mar 2021 to 22 Feb 2023)
    • CF30 Customer (8 Mar 2021 to 22 Feb 2023)
  • SWR Capital Limited (no longer approved here)

    FRN 648968

    • Employed By (27 Feb 2018 to 9 Nov 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.