Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RGL Capital LLP
FRN 501656
- [FCA CF] Client dealing (since 1 Aug 2024)
- SMF27 Partner (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF4 Partner (11 Sep 2009 to 8 Dec 2019)
- CF3 Chief Executive (11 Sep 2009 to 8 Dec 2019)
- CF30 Customer (11 Sep 2009 to 8 Dec 2019)
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- CF21 Investment Adviser (14 Jul 2006 to 30 Sep 2007)
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- CF27 Investment Management (1 Dec 2001 to 4 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.