Date authorised
1 April 2013
Companies House
SC125817
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    19 Charlotte Square,
    EH2 4DF
    Edinburgh
    EH2 4DF
    UNITED KINGDOM
    Phone
    +441312266699
  • Complaints Contact

    19 Charlotte Square
    Edinburgh
    EH2 4DF
    UNITED KINGDOM
    Phone
    +441312266699

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Ross Cooke

    IRN JRC01247

    • CF30 Customer (6 Sep 2010 to 25 May 2018)
  • James Sym

    IRN JAS01413

    • [FCA CF] Client dealing (15 Mar 2024 to 17 May 2024)
  • Jamie Graham Matheson

    IRN JGM01057

    • SMF9 Chair of the Governing Body (since 25 Apr 2023)
    • Director of firm who is not a certification employee or a SMF manager (30 Mar 2023 to 25 Apr 2023)
  • Jeremy George Alexander Hall

    IRN JGH01063

    • CF27 Investment Management (5 Jan 2004 to 14 Dec 2005)
  • Joanne Claire Keir

    IRN JCS00036

    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Apr 2023 to 24 Dec 2025)
  • Jonathan Arden Hewitt

    IRN JAH01268

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (24 Jun 2019 to 8 Dec 2019)
  • Jonathan Beckett

    IRN JXB11844

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Oct 2022)
    • CF2 Non Executive Director (24 Apr 2019 to 8 Dec 2019)
  • Kevin McFarlane

    IRN KXM00272

    • [FCA CF] Client dealing (19 Mar 2021 to 13 Feb 2023)
  • Marcus Honig

    IRN MGH01148

    • [FCA CF] Client dealing (3 Mar 2023 to 19 Feb 2024)
  • Margaret Anderson Lawson

    IRN MAL01110

    • SMF3 Executive Director (9 Dec 2019 to 1 Nov 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.