Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
RGI FUND MANAGEMENT LIMITED
FRN 146873
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (24 Jun 2019 to 8 Dec 2019)
-
- Responsible for Insurance Mediation (6 Nov 2017 to 30 Jun 2018)
- CF30 Customer (27 Jul 2016 to 30 Jun 2018)
- CF1 Director (27 Jul 2015 to 30 Jun 2018)
- CF29 Significant management (3 Jun 2015 to 27 Jul 2015)
-
- Responsible for Insurance Mediation (6 Nov 2017 to 30 Jun 2018)
- CF1 Director (1 Apr 2016 to 30 Jun 2018)
-
- CF29 Significant management (3 Jun 2015 to 23 Oct 2017)
-
- CF29 Significant management (3 Jun 2015 to 1 Apr 2016)
-
- CF29 Significant management (19 Nov 2007 to 7 Nov 2008)
-
- (101)CF17 Significant Mgt (Other Business Operations) (14 May 2003 to 29 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.