Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (24 Jun 2019 to 8 Dec 2019)
  • Financial Administration Services Limited (no longer approved here)

    FRN 122169

    • Responsible for Insurance Mediation (6 Nov 2017 to 30 Jun 2018)
    • CF30 Customer (27 Jul 2016 to 30 Jun 2018)
    • CF1 Director (27 Jul 2015 to 30 Jun 2018)
    • CF29 Significant management (3 Jun 2015 to 27 Jul 2015)
  • FIL Wealth Management Limited (no longer approved here)

    FRN 464968

    • Responsible for Insurance Mediation (6 Nov 2017 to 30 Jun 2018)
    • CF1 Director (1 Apr 2016 to 30 Jun 2018)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF29 Significant management (3 Jun 2015 to 23 Oct 2017)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF29 Significant management (3 Jun 2015 to 1 Apr 2016)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF29 Significant management (19 Nov 2007 to 7 Nov 2008)
  • Sainsbury's Bank Plc (no longer approved here)

    FRN 184514

    • (101)CF17 Significant Mgt (Other Business Operations) (14 May 2003 to 29 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.