RFC AMBRIAN LIMITED

• Principal Place of Business

  Octagon Point

  5 Cheapside

  London

  EC2V 6AA

  UNITED KINGDOM

  Phone

  +4402034406800

  Web

  https://www.rfcambrian.com

• Complaints Contact

  5 Cheapside

  London

  EC2V 6AA

  UNITED KINGDOM

  Phone

  +4402034406800

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to corporate finance business as defined in the FSA Handbook Glossary, this limitation does not extend to the investment types "share" and "debenture".

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to corporate finance business as defined in the FSA Handbook Glossary, this limitation does not extend to the investment types "share" and "debenture".

• Harry Tevis Minshull Stockdale

  IRN HTS01012

  • CF30 Customer (15 Apr 2008 to 21 Aug 2009)
• Hugh James Oram

  IRN HJO01006

  • CF30 Customer (21 Apr 2008 to 27 Feb 2009)
• Ian Alan Rodger

  IRN IAR01038

  • CF30 Customer (17 Nov 2014 to 25 Nov 2019)
• Imogen Whiteside

  IRN IXW01206

  • CF30 Customer (15 Jan 2015 to 19 Sep 2016)
• Innes Douglas Youngson

  IRN IDY01002

  • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
  • CF21 Investment Adviser (4 Oct 2007 to 31 Oct 2007)
• James Robert Andrew Frame

  IRN JRF01107

  • CF30 Customer (7 Aug 2012 to 18 Mar 2013)
• James Rufus Biddle

  IRN JRB01261

  • CF30 Customer (6 May 2014 to 3 Feb 2015)
• James William Taylor

  IRN JWT01026

  • CF3 Chief Executive (25 Apr 2017 to 5 Mar 2019)
  • CF30 Customer (17 Oct 2014 to 5 Mar 2019)
• Jennifer Louise Ricketts

  IRN JLB01150

  • CF30 Customer (1 Jun 2010 to 11 Feb 2014)
• Jessica Kalyanpur

  IRN JXM02922

  • CF30 Customer (21 Jun 2011 to 15 Nov 2013)

No changes recorded yet.