Harry Tevis Minshull Stockdale

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Haitong Bank, S.A. (no longer approved here)
FRN 976699
- [FCA CF] Client dealing (9 Dec 2020 to 30 Sep 2023)
- [FCA CF] Manager of certification employee (9 Dec 2020 to 30 Sep 2023)
Haitong International (UK) Limited (no longer approved here)
FRN 196482
- CF30 Customer (26 Mar 2010 to 23 Feb 2018)
RFC AMBRIAN LIMITED (no longer approved here)
FRN 209819
- CF30 Customer (15 Apr 2008 to 21 Aug 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.