Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 28 Mar 2013)
    • CF21 Investment Adviser (9 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Jan 2006 to 9 Mar 2006)
  • RFC AMBRIAN LIMITED (no longer approved here)

    FRN 209819

    • CF30 Customer (6 May 2014 to 3 Feb 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.