Beaumont Cornish Limited

Date authorised
1 April 2013
Companies House
03311393
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5-10 Bolton Street
    London
    W1J 8BA
    UNITED KINGDOM
    Phone
    +442076283396
    Web
    https://www.b-cornish.co.uk

  • Complaints Contact

    5-10 Bolton Street
    London
    W1J 8BA
    UNITED KINGDOM
    Phone
    +4402076283396

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Richard MacKenzie

    IRN ARM01114

    • CF30 Customer (25 Oct 2012 to 26 Mar 2013)
  • Andrew Price

    IRN AXP00722

    • [FCA CF] Client dealing (since 19 Oct 2022)
  • Anthony Edward Williams

    IRN AEW01037

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (19 Apr 2005 to 31 Oct 2007)
  • Emily Jane Staples

    IRN EJM01074

    • CF30 Customer (1 May 2012 to 1 Apr 2017)
  • Felicity Diana MacKenzie Geidt

    IRN FDG01002

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • James Rufus Biddle

    IRN JRB01261

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 28 Mar 2013)
    • CF21 Investment Adviser (9 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Jan 2006 to 9 Mar 2006)
  • James Stewart

    IRN JXS01349

    • CF30 Customer (30 Apr 2013 to 19 May 2016)
  • Joanna Maria Szusciak

    IRN JMS01470

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (5 Nov 2014 to 8 Dec 2019)
  • John William Sills Simpson

    IRN JWS01076

    • CF30 Customer (18 May 2016 to 8 Dec 2019)
  • Mark Stephen Cartlich

    IRN MSC01046

    • CF30 Customer (12 Jun 2012 to 26 Mar 2013)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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