Date authorised
1 April 2013
Companies House
03311393
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5-10 Bolton Street
    London
    W1J 8BA
    UNITED KINGDOM
    Phone
    +442076283396
  • Complaints Contact

    5-10 Bolton Street
    London
    W1J 8BA
    UNITED KINGDOM
    Phone
    +4402076283396

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael David Cornish

    IRN MDC01070

    • SMF3 Executive Director (since 20 Apr 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Miroslaw Izienicki

    IRN MXI01028

    • CF30 Customer (1 Nov 2007 to 30 Mar 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Noelle Virginia Greenaway

    IRN NVG01003

    • CF21 Investment Adviser (1 Dec 2001 to 3 Feb 2006)
  • Oliver Charles Rayner

    IRN OCR01002

    • CF23 Corporate Finance Adviser (11 Sep 2003 to 25 Apr 2005)
    • CF21 Investment Adviser (11 Sep 2003 to 22 Dec 2004)
  • Peter Redmond

    IRN PXR01184

    • CF23 Corporate Finance Adviser (11 Nov 2002 to 9 May 2003)
    • CF21 Investment Adviser (11 Nov 2002 to 9 May 2003)
  • Rachel Alexandra Louise Freeman-Wang

    IRN RAF01068

    • CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2003)
  • Rachel Hamilton Gregg Galvez

    IRN RHG01046

    • CF30 Customer (12 Jun 2012 to 26 Mar 2013)
  • Robert Anthony Mattievich Whitaker

    IRN RAW01080

    • CF30 Customer (1 Nov 2007 to 6 Sep 2009)
    • CF21 Investment Adviser (21 Apr 2005 to 31 Oct 2007)
  • Rodney Guy Venables

    IRN RGV01004

    • CF21 Investment Adviser (17 Dec 2002 to 18 Jul 2005)
  • Roland David Cornish

    IRN RDC01048

    • SMF9 Chair of the Governing Body (since 20 Apr 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.