Emily Jane Staples

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cairn Financial Advisers LLP
FRN 518607
- [FCA CF] Client dealing (since 31 Dec 2020)
- [FCA CF] Manager of certification employee (since 31 Dec 2020)
Beaumont Cornish Limited (no longer approved here)
FRN 184753
- CF30 Customer (1 May 2012 to 1 Apr 2017)
Northland Capital Partners Limited (no longer approved here)
FRN 155200
- CF21 Investment Adviser (8 Dec 2006 to 22 Jan 2007)
- CF23 Corporate Finance Adviser (1 Jun 2006 to 8 Dec 2006)
ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 155241
- CF23 Corporate Finance Adviser (21 Nov 2002 to 1 Sep 2006)
- CF21 Investment Adviser (21 Nov 2002 to 1 Jan 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.