Cairn Financial Advisers LLP

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

. Cairn Financial Advisers limited
IRN XXC01158
- CF4 Partner (17 May 2010 to 13 Nov 2018)
Alexander James Andrew Jamieson
IRN AJJ01038
- [FCA CF] Manager of certification employee (since 9 Dec 2020)
- [FCA CF] Client dealing (since 9 Dec 2020)
- [FCA CF] Significant management (9 Dec 2020 to 14 Jan 2026)
- CF30 Customer (29 Jul 2014 to 8 Dec 2019)
Anthony Paul Rawlinson
IRN APR01050
- SMF27 Partner (9 Dec 2019 to 30 Nov 2020)
- CF4 Partner (17 May 2010 to 8 Dec 2019)
- CF30 Customer (17 May 2010 to 8 Dec 2019)
Avi Karel Robinson
IRN AKR01040
- CF30 Customer (30 Nov 2010 to 11 Apr 2016)
Carolyn Elizabeth Sansom
IRN CES01093
- CF30 Customer (7 Jan 2014 to 1 Sep 2015)
David Leslie Coffman
IRN DLC01043
- CF30 Customer (12 Oct 2016 to 8 Dec 2019)
David Peter Anthony Lawman
IRN DPL01017
- CF30 Customer (1 Apr 2019 to 8 Dec 2019)
Emily Jane Staples
IRN EJM01074
- [FCA CF] Manager of certification employee (since 31 Dec 2020)
- [FCA CF] Client dealing (since 31 Dec 2020)
Emma Louise Earl
IRN ELB01046
- CF30 Customer (13 Jan 2015 to 14 Mar 2018)
James Christian Lewis
IRN JCL01064
- [FCA CF] Significant management (9 Dec 2020 to 14 Jan 2026)
- CF30 Customer (25 Apr 2018 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.