Cairn Financial Advisers LLP

Date authorised
17 May 2010
Companies House
OC351689
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    80 Cheapside
    London
    EC2V 6EE
    UNITED KINGDOM
    Phone
    +4402072130880
    Web
    https://cairnfin.com

  • Complaints Contact

    80 Cheapside
    London
    EC2V 6EE
    UNITED KINGDOM
    Phone
    +4402072130880

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Donald Bewley Caithie

    IRN JDC01090

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF27 Partner (9 Dec 2019 to 13 Feb 2026)
    • CF11 Money Laundering Reporting (17 May 2010 to 11 Dec 2017)
    • CF10 Compliance Oversight (17 May 2010 to 11 Dec 2017)
    • CF4 Partner (17 May 2010 to 8 Dec 2019)
    • CF30 Customer (17 May 2010 to 8 Dec 2019)
  • James Western

    IRN JXW02067

    • [FCA CF] Client dealing (since 31 Dec 2021)
  • Jonathan Andrew Broughton Turner

    IRN JAT01137

    • SMF27 Partner (since 13 Mar 2023)
    • [FCA CF] Significant management (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF30 Customer (18 Jun 2010 to 8 Dec 2019)
  • Kelvin White

    IRN KXW00119

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Nov 2025)
    • SMF16 Compliance Oversight (since 14 Nov 2025)
  • Liam Murray

    IRN LXM01236

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (17 May 2010 to 8 Dec 2019)
    • CF4 Partner (17 May 2010 to 8 Dec 2019)
  • Louise Jayne O'Driscoll

    IRN LJC01086

    • [FCA CF] Client dealing (since 1 Oct 2021)
  • Ludovico Christopher Lazzaretti

    IRN LXL09452

    • [FCA CF] Client dealing (since 31 Dec 2020)
    • [FCA CF] Manager of certification employee (since 31 Dec 2020)
    • CF30 Customer (20 Dec 2018 to 8 Dec 2019)
  • Paul Trendell

    IRN PXT01507

    • CF30 Customer (16 Jan 2014 to 12 Feb 2015)
  • Peter Anthony Freeman

    IRN PAF01068

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Oct 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Oct 2025)
    • CF10 Compliance Oversight (19 Dec 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Dec 2017 to 8 Dec 2019)
  • Richard Nash

    IRN RXN09175

    • CF30 Customer (21 Dec 2018 to 12 Sep 2019)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.