James Donald Bewley Caithie

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cairn Financial Advisers LLP
FRN 518607
- [FCA CF] Client dealing (since 9 Dec 2020)
- SMF27 Partner (9 Dec 2019 to 13 Feb 2026)
- CF11 Money Laundering Reporting (17 May 2010 to 11 Dec 2017)
- CF4 Partner (17 May 2010 to 8 Dec 2019)
- CF30 Customer (17 May 2010 to 8 Dec 2019)
- CF10 Compliance Oversight (17 May 2010 to 11 Dec 2017)
ING Bank N.V. (no longer approved here)
FRN 124940
- CF21 Investment Adviser (29 Jan 2002 to 21 Nov 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.