RFC AMBRIAN LIMITED

• Principal Place of Business

  Octagon Point

  5 Cheapside

  London

  EC2V 6AA

  UNITED KINGDOM

  Phone

  +4402034406800

  Web

  https://www.rfcambrian.com

• Complaints Contact

  5 Cheapside

  London

  EC2V 6AA

  UNITED KINGDOM

  Phone

  +4402034406800

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to corporate finance business as defined in the FSA Handbook Glossary, this limitation does not extend to the investment types "share" and "debenture".

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to corporate finance business as defined in the FSA Handbook Glossary, this limitation does not extend to the investment types "share" and "debenture".

• Anthony George Bygott Nathan

  IRN AGN01016

  • CF30 Customer (1 Nov 2007 to 1 Nov 2010)
  • CF21 Investment Adviser (24 May 2006 to 31 Oct 2007)
• Anthony Hugh Rich

  IRN AHR01022

  • CF30 Customer (10 Jun 2009 to 27 May 2010)
• Anthony John Rowland

  IRN AJR01208

  • CF30 Customer (24 Feb 2011 to 3 Apr 2012)
• Anthony Schia

  IRN AXS01487

  • CF30 Customer (2 Sep 2008 to 18 Mar 2014)
• Barry Howard Saint

  IRN BHS01009

  • CF30 Customer (3 Sep 2012 to 23 Nov 2012)
• Benjamin Wright

  IRN BXW01325

  • CF30 Customer (18 Mar 2009 to 6 Dec 2011)
• Bhavesh Patel

  IRN BXP01279

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2023)
  • CF30 Customer (11 Nov 2016 to 8 Dec 2019)
• Brock Peter Salier

  IRN BPS01024

  • CF30 Customer (1 Nov 2007 to 7 Mar 2011)
  • CF21 Investment Adviser (26 Sep 2007 to 31 Oct 2007)
• Caroline Charlotte Basham

  IRN CCB01069

  • CF21 Investment Adviser (9 Mar 2006 to 26 Jan 2007)
• Caspar Charles Shand Kydd

  IRN CCS01021

  • CF30 Customer (23 Feb 2009 to 6 Aug 2013)

No changes recorded yet.