Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Panmure Liberum Capital Limited (no longer approved here)

    FRN 465050

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Sep 2022)
    • CF30 Customer (24 Mar 2014 to 8 Dec 2019)
  • RFC AMBRIAN LIMITED (no longer approved here)

    FRN 209819

    • CF30 Customer (2 Sep 2008 to 18 Mar 2014)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF30 Customer (1 Nov 2007 to 31 May 2008)
    • CF23 Corporate Finance Adviser (15 Jun 2005 to 31 Oct 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 22 Jan 2002)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 22 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.