RFC AMBRIAN LIMITED

Date authorised
1 April 2013
Companies House
04236075
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Octagon Point
    5 Cheapside
    London
    EC2V 6AA
    UNITED KINGDOM
    Phone
    +4402034406800
    Web
    https://www.rfcambrian.com

  • Complaints Contact

    5 Cheapside
    London
    EC2V 6AA
    UNITED KINGDOM
    Phone
    +4402034406800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to corporate finance business as defined in the FSA Handbook Glossary, this limitation does not extend to the investment types "share" and "debenture".

  • Stockbroking

    For Eligible Counterparty, Professional, Debenture, Share, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to corporate finance business as defined in the FSA Handbook Glossary, this limitation does not extend to the investment types "share" and "debenture".

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Anthony Crick

    IRN CAC01086

    • CF30 Customer (1 Nov 2007 to 3 Apr 2012)
    • CF23 Corporate Finance Adviser (8 Aug 2007 to 31 Oct 2007)
    • CF2 Non Executive Director (17 Aug 2006 to 3 Apr 2012)
  • Charles Guybon Hutson

    IRN CGH01035

    • CF21 Investment Adviser (29 Jul 2002 to 30 Dec 2003)
    • CF10 Compliance Oversight (20 May 2002 to 30 Dec 2003)
    • CF23 Corporate Finance Adviser (20 May 2002 to 30 Dec 2003)
    • CF1 Director (20 May 2002 to 30 Dec 2003)
    • CF11 Money Laundering Reporting (20 May 2002 to 30 Dec 2003)
  • Charles John Gordon Bendon

    IRN CJB01196

    • CF1 Director (10 Sep 2010 to 28 Mar 2012)
    • CF30 Customer (1 Nov 2007 to 29 Feb 2012)
    • CF21 Investment Adviser (16 Apr 2004 to 31 Oct 2007)
  • Charles Sims, Jr Farr

    IRN CSF01011

    • CF30 Customer (16 Sep 2010 to 17 Jan 2012)
  • Christian Wiss

    IRN CXW01212

    • CF30 Customer (16 Jun 2008 to 16 Jun 2008)
  • Christopher David Stallard

    IRN CDS01048

    • CF30 Customer (1 Nov 2007 to 1 Nov 2010)
    • CF26 Customer Trading (8 May 2007 to 31 Oct 2007)
  • Christopher Redhead

    IRN CRR01018

    • CF30 Customer (8 Jan 2010 to 1 Nov 2010)
  • Christopher Vaughan Pearson

    IRN CVP01012

    • CF1 Director (20 May 2002 to 2 Jul 2002)
    • CF21 Investment Adviser (20 May 2002 to 2 Jul 2002)
  • Cliff David Banyard

    IRN CDB01064

    • CF30 Customer (4 Jan 2010 to 25 Nov 2011)
  • Craig Arthur Francis

    IRN CAF01108

    • CF30 Customer (15 Jul 2013 to 17 Nov 2014)
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Recent activity

Updates to this firm's record on the FCA register.

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