Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF21 Investment Adviser (29 Jul 2002 to 30 Dec 2003)
- CF1 Director (20 May 2002 to 30 Dec 2003)
- CF10 Compliance Oversight (20 May 2002 to 30 Dec 2003)
- CF11 Money Laundering Reporting (20 May 2002 to 30 Dec 2003)
- CF23 Corporate Finance Adviser (20 May 2002 to 30 Dec 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 10 Jan 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.