RFC AMBRIAN LIMITED

• Principal Place of Business

  Octagon Point

  5 Cheapside

  London

  EC2V 6AA

  UNITED KINGDOM

  Phone

  +4402034406800

  Web

  https://www.rfcambrian.com

• Complaints Contact

  5 Cheapside

  London

  EC2V 6AA

  UNITED KINGDOM

  Phone

  +4402034406800

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to corporate finance business as defined in the FSA Handbook Glossary, this limitation does not extend to the investment types "share" and "debenture".

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to corporate finance business as defined in the FSA Handbook Glossary, this limitation does not extend to the investment types "share" and "debenture".

• Craig Robert Canny Foggo

  IRN CRF01033

  • CF30 Customer (20 Mar 2012 to 16 Mar 2015)
• Darren Anthony Knight

  IRN DAK00040

  • CF30 Customer (1 Nov 2007 to 25 Nov 2011)
  • CF21 Investment Adviser (13 Jun 2005 to 31 Oct 2007)
• David Harkus Coates

  IRN DHC01042

  • CF21 Investment Adviser (2 Aug 2006 to 24 Oct 2007)
• David Joseph Nunes Nabarro

  IRN DJN01047

  • CF30 Customer (24 Apr 2008 to 30 Apr 2010)
  • CF1 Director (24 Apr 2008 to 18 Oct 2010)
• David Michel Rival

  IRN DXR01518

  • CF30 Customer (15 May 2009 to 13 Jul 2011)
• David Roderick Wallace Mackay

  IRN DRM01080

  • CF30 Customer (1 Nov 2007 to 25 Nov 2011)
  • CF26 Customer Trading (4 Apr 2007 to 31 Oct 2007)
• David Wayne Bird

  IRN DWB01070

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (8 Nov 2017 to 8 Dec 2019)
• Dean Warren Cooper

  IRN DWC01120

  • CF30 Customer (11 Mar 2008 to 21 Dec 2010)
• Donald Zac Phillips

  IRN ZXP01001

  • CF21 Investment Adviser (1 Feb 2005 to 22 Jul 2006)
• Duncan Paul Hughes

  IRN DPH01109

  • CF30 Customer (2 Feb 2011 to 27 Jun 2014)

No changes recorded yet.