RFC AMBRIAN LIMITED

• Principal Place of Business

  Octagon Point

  5 Cheapside

  London

  EC2V 6AA

  UNITED KINGDOM

  Phone

  +4402034406800

  Web

  https://www.rfcambrian.com

• Complaints Contact

  5 Cheapside

  London

  EC2V 6AA

  UNITED KINGDOM

  Phone

  +4402034406800

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to corporate finance business as defined in the FSA Handbook Glossary, this limitation does not extend to the investment types "share" and "debenture".

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to corporate finance business as defined in the FSA Handbook Glossary, this limitation does not extend to the investment types "share" and "debenture".

• Edward Colin Bowie

  IRN ECB01026

  • CF23 Corporate Finance Adviser (3 Jun 2003 to 28 Jun 2004)
  • CF21 Investment Adviser (3 Jun 2003 to 21 Sep 2005)
• Emily Ashford

  IRN ECA01017

  • CF30 Customer (10 Jan 2013 to 31 Mar 2014)
• Emma Kinder Priestley

  IRN EKP01004

  • CF21 Investment Adviser (1 Nov 2004 to 22 Feb 2006)
• Fleur Helen MacDonald

  IRN FHM01010

  • CF30 Customer (16 Apr 2008 to 19 Dec 2008)
• Forbes Michael Cutler

  IRN FMC01012

  • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
  • CF21 Investment Adviser (27 Feb 2007 to 31 Oct 2007)
• Genene - Leigh Burnett

  IRN GXB01713

  • CF30 Customer (19 Sep 2008 to 31 Dec 2009)
• Gillian Atkins

  IRN GXA01418

  • CF30 Customer (14 Aug 2012 to 10 Sep 2012)
• Guillermo Serrano

  IRN GXS01207

  • CF21 Investment Adviser (28 Oct 2005 to 18 May 2007)
• Gurpreet Gujral

  IRN GSG01044

  • CF30 Customer (31 Jan 2008 to 31 Oct 2011)
• Hamish Donald Angus McLean

  IRN HDM01011

  • CF30 Customer (4 Jan 2010 to 14 Jan 2011)

No changes recorded yet.