Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 4 Mar 2025)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • [FCA CF] Client dealing (13 Jul 2020 to 29 Nov 2024)
    • CF30 Customer (16 Jul 2015 to 31 Jan 2017)
    • CF21 Investment Adviser (1 Sep 2006 to 31 Oct 2007)
  • Northland Capital Partners Limited (no longer approved here)

    FRN 155200

    • CF30 Customer (11 May 2011 to 24 Nov 2011)
  • RFC AMBRIAN LIMITED (no longer approved here)

    FRN 209819

    • CF30 Customer (10 Jun 2009 to 27 May 2010)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (29 Jan 2002 to 30 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.